Compliance technology is not just about collecting data. It’s about automating workflows, providing flexibility to create and change rules & analytics, and enabling expeditious and effective follow up on suspicious activity.

Envision Clarity Compliance, offered in partnership with Celera Systems and Integrated Systems Corporation, is a fully managed, web-based platform that lets you focus on your core business and operational competencies with predictable low costs and near-zero administrative overhead.

Capabilities Overview

• Accepts data from any transfer/sub-transfer agency, insurer or intermediary through NSCC, external feeds or trade portals.
• Takes a risk-based approach to monitoring trading activity so you are able to review high visibility intermediaries.
• Analyzes data based on rules you have assigned and calls out trading patterns that violate them for automated or manual disposition.
• Monitors market moves, NAV fluctuations and other trading events to trigger an automated workflow based on pre-determined conditions.
• Defines and automates workflows that can be modified as your business practices evolve.
• Allows you to create, manage and apply data analytics to your trading policies quickly, without the need for programmers.
• Monitors violations and follow-up activities so you know where issue resolution stands at any point of the process.
• Centrally documents findings and follow-up activities in a format that’s easily audited and presented to internal compliance and regulators.