Subaccounting Software & Services for Broker Dealers
Take control of investor servicing.
Our software and services help clients gain operational efficiencies and create better experiences for investors and reps. We support shareholder servicing with technology that is:
- Flexible. Unlike competitive systems that are “one size fits all,” the Envision Investor Management Suite can be tailored specifically to your firm’s needs.
- Intuitive. The Envision Investor Management Suite is an easy-to-use application with the sophistication and flexibility that helps you manage customer relationships, compliance and subaccount processing. The contemporary user interface lets you be more effective and efficient.
- Customer Centric. The shareholder-centric view of investments mimics the brokerage system structure which allows you to service your customer in a more holistic way.
- Efficient. Service to all your mutual fund clients emanates from a single platform eliminating any confusion as to who services the investor. This capability also streamlines processes such as suitability testing and best pricing calculations while further enhancing the financial benefits that accrue from mutual fund subaccounting.
- Integrated. All features are integrated and work together to create a consistent user experience including cost basis, imaging and workflow, required minimum distribution and asset allocation.
- Real-Time. The Envision Investor Management Suite is a true real-time solution, which gives you and your customers up-to-the second access to information through Envision’s mobile and web interfaces. We can deliver data to you so you can update other important enterprise systems in real time. For example, the results of processing transaction adjustments can be seen using Envision’s mobile and web interfaces and delivered to other systems immediately.
- Cost Effective. Reduce your total cost of ownership by leveraging modular technology with productivity enhancing features. The Envision Investor Management Suite supports varying subaccounting implementations such as money market sweeps, mutual fund supermarkets, mutual fund wrap programs, as well as traditional brokerage and stand-alone implementations where no brokerage system is used.
- On-Demand. Envision’s Investor Management Suite can be delivered as an internet software service. You have no capital investment for system infrastructure or networking as you can access the system using any internet browser
Our administrative services include data acquisition and processing, in which we gather fund NAVs dividend and other corporate actions and then process them across your book of business so that you don’t have to. We also provide account & trade reconciliation–subaccounting to omnibus account reconciliation for trades, positions, inter-firm transfers, activity and dividends using advanced technology features such as risk recognition and the automatic generation of reconciling adjustment transactions on trade date.
News & Insights for Broker Dealers
Envision’s Lani Oneil Appointed to Nicsa Alternative Investments Committee
December 18, 2020 | PRESS RELEASE| (Costa Mesa, Calif., Dec. 18, 2020) – Envision Financial Systems, Inc., a leading provider of real-time investor recordkeeping technology and transfer agency services, announced the appointment of Lani
Brian Jones of Envision Financial Systems wins 2020 Nicsa NOVA Strategic Leadership Award
December 17, 2020 | PRESS RELEASE| (Costa Mesa, Calif., Dec. 17, 2020) – Envision Financial Systems, Inc., a leading provider of real-time investor recordkeeping technology and transfer agency services, is proud to announce that
ICI report on ops headaches for interval fund sponsors flags areas where help is sorely needed, easily found
December 7, 2020 | BLOG POST | By Tom Wiedecker The following article was published in The DIWire An interesting recent paper from the ICI Broker/Dealer Advisory Committee, “Consider This: Interval Fund Operational Practices,”
How FAs win by going all in with automation: A Blue Vault Webinar Recap
November 15, 2020 | WEBINAR| “Water seeks its own level,” said Envision Executive, Brian Jones. “If you’re not offering a robust digital experience—for advisors and investors—they’re going to complain and go somewhere else.” Jones