Investor recordkeeping that's flexible, open and versatile.

Recently we posted on the topic of gearing up to handle interval fund operations, either as an investment manager or a third-party service provider. One of the key ideas we covered was the need to think hard about where you “put” interval funds, operationally—whether traditional fund operations or alternative investment operations. To further help with […]

Among the types of unlisted closed-end funds, interval funds continue to lead new fund launches. More and more investment managers are figuring out workable approaches to daily valuations, allowing their strategies to be offered within the registered-fund marketplace rather than only the private fund market. The problem for fund servicers—whether transfer agents, broker-dealers or asset […]

In a super-omnibus model, a broker-dealer leverages an omnibus clearing provider (e.g., Schwab, Fidelity) to manage interactions at the omnibus level with fund families. If you’re a broker-dealer thinking about super-omnibus services, it’s probably for one of two reasons: You’re looking to launch a suite of funds and want to benefit from a clearing broker’s […]